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Abraham Biderman

CRD# 2032813·Registered 1990 - 2018
Barred: Abraham Biderman was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Abraham Biderman, who also goes by Abe Biderman, was a registered financial advisor. Abraham was a previously registered financial professional and started their career in finance 1990 - 2018. Abraham had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Abe Biderman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

PALLADIUM CAPITAL GROUP, LLC·CRD# 129400
BD
New York, NY
July 3, 2006 - February 22, 2018
LIPPER CONVERTIBLES SERIES II, L.P.·CRD# 45041
BD
New York, NY
September 21, 1998 - May 28, 2003
LIPPER & COMPANY, L.P.·CRD# 30161
BD
New York, NY
October 15, 1992 - May 28, 2003
LIPPER CONVERTIBLES, L.P.·CRD# 16825
BD
New York, NY
June 1, 1990 - May 28, 2003

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Current Firm

PC
PALLADIUM CAPITAL GROUP, LLC

PALLADIUM CAPITAL ADVISORS CORP. | PALLADIUM CAPITAL GROUP, LLC | PALLADIUM CAPITAL ADVISORS, LLC

CRD#: 129400 / SEC#: 8-66223
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

152 West 57th Floor 24, New York, NY 10019

Mailing Address

P O Box 5, Poolesville, MD 20837

Phone Number

(617) 271-6736

Established

Delaware since 05/13/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KURLAND, AKIVA JOSEPHMEMBER5366252
LAZARUS, MARILYN NMIMEMBER5447746
LAZARUS, NORMAN MICHAELMEMBER7172324
PADOWITZ, JOEL EUGENMEMBER4725316
MOCH, TAMARA ROSALIEMEMBER7172315
BUCKLEY, ANNE PAULCHIEF COMPLIANCE OFFICER1781079
MEDREZ, NATANPARTIAL OWNER4792730
PALLADIUM HOLDINGS, LLCPARTIAL OWNER—
ROOZ, EFRAIMPARTIAL OWNER5823833
SLOVIN, MARK ADAMCHIEF FINANCIAL OFFICER AND FINOP6786999
WEINBERG, ILAN JOSHUAPARTIAL OWNER2354293

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1990About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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