John Mario Rigney Jr
Professional Summary
John Mario Rigney JR is a registered financial advisor currently at HANCOCK WHITNEY INVESTMENT SERVICES INC. located in New Orleans, Louisiana. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 4 firms and has passed the Series 63, Series 50, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.
Contact Information
Main Address
701 Poydras St. Suite 3100, New Orleans, LA 70139Mailing Address
701 Poydras St. Suite 3100, New Orleans, LA 70139Phone Number
+1 (800) 385-4188Established
Mississippi since 10/12/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
49SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
FINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANCOCK WHITNEY CORPORATION | SHAREHOLDER | — |
| BARTLETT, DONNA | BROKER DEALER - CHIEF COMPLIANCE OFFICER | 1813672 |
| LOUPE, PATRICIA KIVES | ASSISTANT SECRETARY | 6796549 |
| MILTON, MILES STUART | PRESIDENT/CEO AND DIRECTOR | 1518016 |
| NICHOALDS, STUART TODD | AML/BSA OFFICER | 6607342 |
| RIGNEY, JOHN MARIO JR | RIA-CCO/VP/SECRETARY & DIRECTOR | 2032572 |
| SCHEXNAYDER, ANITA GREGOIRE | VICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR | 6453588 |
Regulatory Assets Under Management
Total Number of Accounts
912AUM (Assets Under Management)
$306,052,831Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
(5/11/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Feb 2016About the Series 50 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Mario Rigney JR's CRS (Customer Relationship Summary).
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