Michael T. Fisher

BRIGHTON SECURITIES

Hamburg, NY 14075

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CRD#: 2032258

Professional summary

Michael Ted Fisher is a registered financial professional currently at BRIGHTON SECURITIES CORP. located in Hamburg, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ted Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2018 - Present

BRIGHTON SECURITIES CORP.

Office #1: 172 Lake Street, Hamburg, NY 14075

RIA

CRD#: 3875

Hamburg, NY

Past

June 5, 1998 - October 29, 2018

SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379

HAMBURG, NY

Past

May 5, 1998 - May 27, 1998

SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379

Past

October 2, 1997 - May 5, 1998

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

March 6, 1991 - October 16, 1997

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

March 20, 1990 - May 14, 1990

TAW SECURITIES, INC.

CRD#: 25189

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/17/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/28/1998

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

BRIGHTON SECURITIES CORP.

BRIGHTON FINANCIAL PLANNING | BRIGHTON SECURITIES CORP.

CRD#: 3875 / SEC#: 801-62276, 8-14599

RIA

Registered Investment Advisory firm - SEC (9/8/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1703 Monroe Avenue, Rochester, NY 14618

Mailing Address

1703 Monroe Avenue, Rochester, NY 14618-1487

Phone number

(585) 473-3590

Established

New York since 03/05/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (21 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BSC ADV PART II - OCTOBER 2025 (10/1/2025)

Direct owners and executive officers

Name	Position	CRD#
BRIGHTON SECURITIES HOLDINGS INC	OWNER
ALBERTS, LORI ANN	CCO
ALBERTS, LORI ANN	CEO	2574827
CONBOY, GEORGE THOMAS	CHAIRMAN	1283395
LEACH, JENNY LEE	DIRECTOR OF COMPLIANCE	3257861
MELONI, EKATERINA A	FINOP	7923218

Regulatory assets under management

Total Number of Accounts	3,384
AUM (Assets Under Management)	$ 986,154,864

Disclosures

Regulatory Event	7
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
03/01/2024	Cover Page	Report
03/20/2023	Cover Page	Report

Red Flags

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Michael T. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ted Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPERSTON ASSET MANAGEMENT, INC.

SAPERSTON ASSET MANAGEMENT, INC.

LASALLE ST SECURITIES, L.L.C.

SAPERSTON FINANCIAL INC.

TAW SECURITIES, INC.

Primary Firm SEC Registration

BRIGHTON SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/1990

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1990

Series 53

Date: 11/17/2001

Series 27

Date: 12/28/1998

FINRA

Current Firm

BRIGHTON SECURITIES CORP.

Contact information

SEC notice filing (21 States and Territories)

FINRA licenses (36 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

BRIGHTON SECURITIES CORP.

TRUST BUT VERIFY

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