Richard T. Pellegrino
STRATEGIC ADVISERS LLC | Financial Consultant
ALBUQUERQUE, NM
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CRD#: 2031180
Professional summary
Richard Thomas Pellegrino, who also goes by Richard T Pellegrino, Richard Thomas Pellegrino, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Albuquerque, New Mexico and FIDELITY BROKERAGE SERVICES LLC located in Albuquerque, New Mexico.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 62 exams.
Biography
I believe that financial planning is a very personal pursuit, so I utilize a client-centric approach. Our conversations are designed to uncover those things that are important to you and your family. This allows you to be empowered to make the best decisions. My process is organized, straight forward and designed to develop strategies for your individual situation.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard T Pellegrino | Richard Thomas Pellegrino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Thomas Pellegrino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of New Mexico
Bachelor of Arts (BA) - Economics
1988
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413RIA
CRD#: 104555
ALBUQUERQUE, NM
Current
June 1, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413BD
CRD#: 7784
ALBUQUERQUE, NM
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALBUQUERQUE, NM
Past
June 8, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ALBUQUERQUE, NM
Past
March 3, 2009 - May 15, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALBUQUERQUE, NM
Past
February 9, 2009 - May 15, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALBUQUERQUE, NM
Past
June 7, 1990 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2020)
RR
Arizona(6/1/2015)
RR
Arkansas(9/18/2020)
RR
California(4/23/2020)
RR
Colorado(6/1/2015)
RR
Connecticut(9/29/2023)
RR
District of Columbia(4/23/2020)
RR
Florida(8/11/2017)
RR
Hawaii(10/9/2020)
RR
Idaho(1/5/2018)
RR
Illinois(4/23/2020)
RR
Iowa(3/25/2023)
RR
Kansas(3/4/2022)
RR
Kentucky(4/23/2020)
RR
Maine(12/1/2021)
RR
Maryland(4/9/2021)
RR
Massachusetts(9/9/2022)
RR
Michigan(4/23/2020)
RR
Missouri(8/11/2017)
RR
Nebraska(8/8/2020)
RR
Nevada(3/25/2023)
RR
New Mexico(6/1/2015)
IAR
New Mexico(3/31/2025)
RR
New York(4/23/2020)
RR
North Carolina(6/6/2022)
RR
North Dakota(3/1/2024)
RR
Ohio(4/24/2020)
RR
Oklahoma(1/6/2017)
RR
Oregon(8/8/2020)
RR
Tennessee(5/6/2022)
RR
Texas(6/1/2015)
IAR
Texas(3/31/2025)
RR
Utah(6/10/2015)
RR
Virginia(4/23/2020)
RR
Washington(9/18/2020)
RR
Wisconsin(10/8/2021)
RR
Wyoming(8/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/21/1990
Corporate Securities Limited Representative ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Albuquerque, NMTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
