Michael C. Vulcano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Vulcano, who also goes by Michael Vulcano, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2011 - August 1, 2012
HFP CAPITAL MARKETS LLC
June 2, 2009 - January 4, 2011
GLOBAL ARENA CAPITAL CORP
April 19, 2004 - June 30, 2009
SANDGRAIN SECURITIES LLC
January 2, 2002 - April 20, 2004
OPPENHEIMER & CO. INC.
January 10, 2001 - January 2, 2002
PRIME CHARTER LTD.
October 22, 1997 - January 10, 2001
MAY, DAVIS GROUP INC.
June 20, 1990 - October 24, 1997
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HFP CAPITAL MARKETS LLC
CRD#: 44351 / SEC#: , 8-50652
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
