Richard A. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alvin Turner was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2002 - December 31, 2012
AMERICAN GENERAL DISTRIBUTORS, INC.
February 26, 2002 - November 18, 2020
VALIC FINANCIAL ADVISORS, INC.
January 9, 2002 - February 26, 2002
THE VARIABLE ANNUITY MARKETING COMPANY
January 1, 1998 - November 1, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
June 18, 1990 - May 3, 1996
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN GENERAL DISTRIBUTORS, INC.
CRD#: 37449 / SEC#: , 8-47753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BERNLOHR, KURT WILLIAM | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1137579 |
| CRICKS, DANIEL RICHARD | ASSISTANT TAX OFFICER | 3190022 |
| DENBOER, DAVID HENDRICK | DIRECTOR, SR VICE PRESIDENT & SECRETARY | 1348962 |
| REINER, JOHN JAY | CHIEF FINANCIAL OFFICER & TREASURER | 4052196 |
| VERBERKMOES, KRIEN III | CHIEF COMPLIANCE OFFICER | 868915 |
Red Flags
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