Amy E. Glynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Elizabeth Glynn, who also goes by Ann Elizabeth Glynn, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1992. Amy had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2023 - November 8, 2024
FOUNDATIONAL RETIREMENT SOLUTIONS LLC
January 22, 2020 - May 12, 2020
FOUNDATIONAL RETIREMENT SOLUTIONS LLC
September 10, 2019 - December 31, 2021
CANTELLA & CO., INC.
March 24, 2018 - December 31, 2019
FOUNDATIONAL RETIREMENT SOLUTIONS LLC
September 22, 2017 - December 31, 2017
FOUNDATIONAL RETIREMENT SOLUTIONS LLC
August 9, 2017 - September 15, 2017
TWD SECURITIES, LLC
September 13, 2011 - October 19, 2015
CALTON & ASSOCIATES, INC.
September 1, 2011 - October 19, 2015
CALTON & ASSOCIATES, INC.
October 20, 2008 - May 27, 2010
COMMONWEALTH FINANCIAL NETWORK
January 31, 2008 - October 21, 2008
CITIGROUP GLOBAL MARKETS INC.
May 1, 2003 - December 5, 2006
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
May 1, 2003 - December 5, 2006
NYLIFE DISTRIBUTORS LLC
September 26, 2002 - May 2, 2003
SAPERS & WALLACK ADVISORS, INC.
June 10, 2002 - October 23, 2002
NATHAN & LEWIS SECURITIES, INC.
November 9, 2001 - June 17, 2002
SENTRA SECURITIES CORPORATION
December 12, 1995 - July 28, 1999
CITIGROUP GLOBAL MARKETS INC.
February 5, 1994 - July 7, 1995
MFS FUND DISTRIBUTORS, INC.
January 31, 1992 - March 1, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUNDATIONAL RETIREMENT SOLUTIONS LLC
CRD#: 288564 / SEC#: 801-114533
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 138,151,137 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
