Michael H. Deleray
Professional summary
Michael Howard Deleray is a registered financial professional currently at BROADHAVEN SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Howard Deleray's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2013 - Present
BROADHAVEN SECURITIES LLC
Office #1: 330 Madison Ave 28th Floor, New York, NY 10017October 8, 1996 - February 18, 2000
E*TRADE SECURITIES LLC
October 12, 1993 - June 19, 1995
FIDELITY BROKERAGE SERVICES LLC
October 4, 1993 - October 22, 1993
EQIS SECURITIES, LLC
February 16, 1990 - November 29, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2013)
(4/23/2013)
(3/10/2017)
(4/26/2013)
(5/21/2013)
(2/17/2017)
(5/21/2013)
Exams
FINRA
Current Firm
BROADHAVEN SECURITIES LLC
CRD#: 157804 / SEC#: , 8-68862
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
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