DW
Dennis K. White
WMG FINANCIAL ADVISORS
Brandon, MS 39042
Some features on this profile are disabled
CRD#: 2028836
DW
Professional summary
Dennis Kent White, CFP®, who also goes by Dennis K White, is a registered financial advisor currently at WMG FINANCIAL ADVISORS, LLC located in Brandon, Mississippi.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Dennis has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis K White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DENNIS WHITE; Investment Related; 106 Highpointe Court, Suite B, Brandon MS 39042; Insurance; Producer; Start Date 09/2017; 1 hour per month with no hours per month during trading hours; Present fixed insurance products to prospects. >> WMG FINANCIAL ADVISORS, LLC; Investment Related; 106 Highpointe Court, Suite B, Brandon MS 39042; Investment Advisory; IAR; Start Date 03/2018; 20 hours per month with those 20 hours per month occurring during trading hours; Offer investment advice and counsel to clients and prospects. >> JACKSON RUGBY CLUB; Non-Investment Related; 860 E. River Place, Suite 205, Jackson MS 39202; Athletic Club; Incorporator; Start Date 09/1992; No hours per month; This is an inactive non-corporation that is only in an active status with the state of Mississippi. I have no duties and spend aero time in any operations.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Kent White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
March 19, 2018 - Present
WMG FINANCIAL ADVISORS, LLC
Office #1: 106 Highpointe Court Suite B, Brandon, MS 39042RIA
CRD#: 285824
Brandon, MS
Past
June 14, 2004 - March 19, 2018
STRATEGIC WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 116285
JACKSON, MS
Past
November 10, 2003 - May 30, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Brandon, MS
Past
April 10, 1995 - November 21, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
February 16, 1990 - May 16, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WMG FINANCIAL ADVISORS, LLC
DAVIS WEALTH PARTNERS | WMG FINANCIAL ADVISORS, LLC | LEGACY WEALTH MANAGEMENT | KAIZEN RETIREMENT PLAN CONSULTANTS, LLC
CRD#: 285824 / SEC#: 801-116718
RIA
Registered Investment Advisory firm - (6/4/2019 Approved)Florida
Registered Investment Advisory firm - (8/16/2019 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/19/2019 Terminated)Mississippi
Registered Investment Advisory firm - (8/16/2019 Terminated)Tennessee
Registered Investment Advisory firm - (8/19/2019 Terminated)Texas
Registered Investment Advisory firm - (8/16/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(3/19/2018)
IAR
Texas(2/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WF
WMG FINANCIAL ADVISORS, LLC
DAVIS WEALTH PARTNERS | WMG FINANCIAL ADVISORS, LLC | LEGACY WEALTH MANAGEMENT | KAIZEN RETIREMENT PLAN CONSULTANTS, LLC
CRD#: 285824 / SEC#: 801-116718
RIA
Registered Investment Advisory firm - (6/4/2019 Approved)Florida
Registered Investment Advisory firm - (8/16/2019 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/19/2019 Terminated)Mississippi
Registered Investment Advisory firm - (8/16/2019 Terminated)Tennessee
Registered Investment Advisory firm - (8/19/2019 Terminated)Texas
Registered Investment Advisory firm - (8/16/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 Mabry Hood Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 290-4000
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,940 |
| AUM (Assets Under Management) | $ 614,890,081 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
