Michael R. Macchiarola
Professional summary
Michael Robert Macchiarola, who also goes by Mike Macchiarola, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Macchiarola's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Avenue, Summit, NJ 07901February 14, 2020 - October 11, 2023
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
February 20, 2018 - April 24, 2019
ROBERT W. BAIRD & CO. INCORPORATED
April 1, 2010 - November 28, 2017
BLOOMBERG TRADEBOOK LLC
July 7, 2009 - March 17, 2010
ETICO PARTNERS, LLC
August 10, 2005 - June 11, 2009
CANTOR FITZGERALD & CO.
April 2, 1997 - August 8, 2005
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/13/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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