Bernadine L. Heinrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernadine Lorraine Heinrich, who also goes by Bernadine Lavin Heinrich, Bernadine L Lavin, Bernadine L Yakominich, Bernadine L. Yakominich, was a registered financial professional .
Bernadine is a previously registered financial professional and started their career in finance in 2008. Bernadine had worked at 3 firms and has passed the Series 27 and Series 28 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2019 - January 5, 2021
CODE ADVISORS LLC
December 26, 2013 - September 27, 2017
ROBERTSON STEPHENS SECURITIES
November 12, 2008 - October 12, 2009
THINKEQUITY LLC
State Registrations and Notice Filings
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Exams
Series 28
Date: 11/10/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CODE ADVISORS LLC
CRD#: 153192 / SEC#: , 8-68511
Contact information
Documents
Red Flags
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