Robert E. Klein
Professional summary
Robert Ernest Klein Jr, who also goes by Bob Klein Jr, Robert E Jr Klein, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Ernest Klein Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 14, 2022 - April 11, 2024
JOHN HANCOCK DISTRIBUTORS LLC
September 27, 2017 - June 8, 2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC
May 6, 2015 - August 8, 2017
MERCAP SECURITIES, LLC
October 9, 2012 - June 3, 2013
CLARENDON INSURANCE AGENCY, INC.
January 29, 2010 - April 14, 2015
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
December 31, 2000 - December 18, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 24, 1998 - January 4, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - December 31, 2000
OSAIC FA, INC.
February 26, 1990 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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