Philip B. Earnest
Professional summary
Philip Brown Earnest, who also goes by Philip Brown Earnest, Philip Earnest, is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Memphis (shelby), Tennessee.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1991. Philip has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Brown Earnest's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2024 - Present
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Office #1: 6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424June 17, 2021 - December 7, 2023
PNC CAPITAL MARKETS LLC
January 23, 2020 - June 2, 2021
BBVA SECURITIES INC.
March 23, 2010 - September 17, 2019
FNBB CAPITAL MARKETS, LLC
March 12, 2008 - January 14, 2010
NEXITY FINANCIAL SERVICES, INC.
May 24, 2000 - October 1, 2007
NBC SECURITIES, INC.
July 17, 1997 - October 1, 2007
NBC SECURITIES, INC.
June 19, 1997 - April 13, 1998
AVANTAX INVESTMENT SERVICES, INC.
January 4, 1994 - February 7, 1995
AMSOUTH INVESTMENT SERVICES, INC.
April 19, 1991 - March 11, 1992
AMSOUTH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2024)
(2/28/2024)
(4/18/2024)
(3/1/2024)
(3/8/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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Company Information
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950Memphis (shelby), TN 38138-7424TRUST BUT VERIFY
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