Sanford H. Prager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sanford Harris Prager, who also goes by Sanford H Prager, was a registered financial professional .
Sanford is a previously registered financial professional and started their career in finance in 1990. Sanford had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2022 - April 25, 2025
WOMACK INVESTMENT ADVISERS, INC
April 10, 2003 - November 1, 2004
J.P.R. CAPITAL CORP.
April 9, 1999 - September 2, 1999
FAB SECURITIES OF AMERICA, INC.
December 14, 1998 - March 20, 1999
J.P.R. CAPITAL CORP.
November 18, 1997 - June 2, 1998
FINANCIAL NORTHEASTERN SECURITIES, INC.
April 21, 1995 - September 11, 1996
INVESTMENT ADVISORS & CONSULTANTS, INC.
December 18, 1992 - July 27, 1993
SENTRA SECURITIES CORPORATION
September 17, 1991 - February 18, 1992
M.C. FINANCIAL CORPORATION
May 31, 1990 - July 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 23, 1990 - February 24, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOMACK INVESTMENT ADVISERS, INC
CRD#: 118081 / SEC#: 801-68170
Contact information
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 76,429,364 |
Red Flags
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