CB
Charles N. Bombet
EAGLE STRATEGIES LLC
BATON ROUGE, LA 70810
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CRD#: 2026103
CB
Professional summary
Charles Newman Bombet II, CFP®, who also goes by Charles Newman Bombet, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Baton Rouge, Louisiana and NYLIFE SECURITIES LLC located in Baton Rouge, Louisiana.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Charles has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Newman Bombet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA THE BOMBET COMPANY, L.L.C.; START DATE 10/2005; INVESTMENT RELATED;INSURANCE BROKER] [N3727Tango LLC; LLC for the purpose of owning and operating an aircraft for personal use; 218 E Greens Drive Baton Rouge, LA 70810; Start Date 11/2019; Role/Title: Member; Not Investment Related; 10 hours per month; 3 hours per month during securities trading hours] [MIB Agents, Inc The Seth Abraham Bombet Osteosarcoma Research Fund; Our son Seth passed away from Metastatic Osteosarcoma in 2018. The primary purpose of the Fund shall be to provide grant awards in support of Osteosarcoma Research, Education and Programs.; P.O. Box 858, Barnard, VT 05031; Start Date 12/2023; Role/Title: Donors; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Charles Newman Bombet II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 13, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 9580 Pecue Lane Blvd Suite 201, Baton Rouge, LA 70810RIA
CRD#: 110826
BATON ROUGE, LA
Current
March 13, 1990 - Present
NYLIFE SECURITIES LLC
Office #1: 9580 Pecue Lane Blvd Suite 201, Baton Rouge, LA 70810BD
CRD#: 5167
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/21/2014)
RR
Colorado(11/3/2021)
RR
Florida(4/8/2022)
RR
Georgia(6/20/2025)
RR
Louisiana(3/14/1990)
IAR
Louisiana(3/13/2007)
RR
Maryland(4/6/2017)
RR
Massachusetts(7/13/2021)
RR
Mississippi(9/10/2020)
RR
Nebraska(10/22/2024)
RR
Nevada(3/18/2025)
RR
Oregon(4/24/2020)
RR
Texas(4/11/2008)
IAR
Texas(4/16/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Baton Rouge, LA 70810TRUST BUT VERIFY
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