Quincy De Freitas
Professional summary
Quincy De Freitas, who also goes by Quincy Defreitas, Quincy Defrietas, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in New York, New York.
Quincy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Quincy has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Quincy De Freitas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2017 - Present
EAGLE STRATEGIES LLC
Office #1: 51 Madison Ave, New York, NY 10010December 16, 2016 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010November 17, 2015 - November 21, 2016
EQUITABLE ADVISORS, LLC
June 4, 2015 - November 21, 2016
EQUITABLE ADVISORS, LLC
September 10, 2007 - June 18, 2013
CITIGROUP GLOBAL MARKETS INC.
April 13, 2005 - May 9, 2007
CHASE INVESTMENT SERVICES CORP.
December 10, 2002 - May 9, 2007
CHASE INVESTMENT SERVICES CORP.
January 2, 2001 - June 4, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 20, 1999 - March 7, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 7, 1998 - January 2, 2001
JWGENESIS SECURITIES, INC.
August 17, 1995 - January 8, 1998
HAMPSHIRE SECURITIES CORPORATION
January 30, 1994 - August 28, 1995
BRENNER SECURITIES CORPORATION
August 24, 1993 - January 12, 1994
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2017)
(3/13/2017)
(12/16/2016)
(8/3/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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