Timothy D. Wagner
Professional summary
Timothy Duncan Wagner, who also goes by Tim Wagner, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 7 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Duncan Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 17, 2008 - January 16, 2015
P.J. ROBB VARIABLE, LLC
July 1, 2003 - April 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 21, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 25, 1999 - April 11, 2000
PRINCIPAL SECURITIES, INC.
June 3, 1992 - April 4, 2000
FSC SECURITIES CORPORATION
January 23, 1990 - June 19, 1992
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2015)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
