William L. Stickney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Leopold Stickney IV, who also goes by Brit Stickney IV, William L Stickney Iv, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - January 15, 2021
ALLIANZ GLOBAL INVESTORS U.S. LLC
April 1, 2010 - January 15, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 2, 2000 - January 3, 2011
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
January 11, 2000 - April 19, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
January 19, 1995 - May 13, 1999
ABN AMRO INCORPORATED
January 14, 1992 - September 14, 1994
FINANCIAL SQUARE PARTNERS
January 24, 1990 - November 11, 1991
WINTRUST INVESTMENTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS U.S. LLC
CRD#: 149003 / SEC#: 801-69803
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 4,976,389,140 |
Red Flags
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