Stacy Hoffman

EAGLE STRATEGIES LLC

STATEN ISLAND, NY 10311

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CRD#: 2024467

Professional summary

Stacy Hoffman, who also goes by Stacy Leibowitz, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Staten Island, New York and NYLIFE SECURITIES LLC located in Staten Island, New York.

Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Stacy has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacy Leibowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Isagenix; health and wellness company; distributor and health coach; 548B Seaview Ave, Staten Island, NY 10305; Start date 08/2014; Commissions; 2 hours per month]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Hoffman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2020 - Present

EAGLE STRATEGIES LLC

Office #1: 1000 South Avenue Suite 101, Staten Island, NY 10311Office #2: 79 Browning Terrace, Old Bridge, NJ 08857

RIA

CRD#: 110826

STATEN ISLAND, NY

Current

February 13, 2020 - Present

NYLIFE SECURITIES LLC

Office #1: 1000 South Avenue Suite 101, Staten Island, NY 10314

CRD#: 5167

Staten Island, NY

Past

March 25, 2017 - December 31, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

STATEN ISLAND, NY

Past

March 25, 2017 - January 10, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

STATEN ISLAND, NY

Past

July 30, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

STATEN ISLAND, NY

Past

July 30, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

STATEN ISLAND, NY

Past

January 9, 2014 - August 5, 2015

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

STATEN ISLAND, NY

Past

September 19, 2012 - August 5, 2015

SANTANDER SECURITIES LLC

CRD#: 41791

STATEN ISLAND, NY

Past

May 27, 2008 - September 19, 2012

LPL FINANCIAL LLC

CRD#: 6413

STATEN ISLAND, NY

Past

December 4, 2006 - May 27, 2008

IFMG SECURITIES, INC.

CRD#: 14416

BOSTON, MA

Past

November 8, 1996 - September 19, 2006

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

BROOKLYN, NY

Past

May 16, 1995 - October 26, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

April 23, 1993 - April 7, 1995

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

May 11, 1992 - May 4, 1993

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

January 24, 1990 - May 20, 1992

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/18/2020)

IAR

New Jersey
(6/1/2020)

New York
(3/12/2020)

IAR

New York
(8/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 11/19/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stacy Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

GLEACHER & COMPANY SECURITIES, INC.

DIME SECURITIES, INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2013

Series 63

Date: 3/20/1990

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1990

Series 51

Date: 11/19/2004

Series 24

Date: 2/26/2001

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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