John D. Griswold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Griswold was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 14, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2013 - August 5, 2024
PACIFIC CURRENT GROUP
November 24, 2004 - December 22, 2008
RUSSELL INVESTMENTS
January 19, 1995 - February 14, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
April 22, 1993 - December 22, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
April 14, 1993 - December 22, 2008
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 12
Date: 11/29/1995
NYSE Branch Manager ExaminationCurrent Firm
PACIFIC CURRENT GROUP
CRD#: 156263 / SEC#: , 8-68781
Contact information
Documents
Red Flags
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