Raffael G. Riverso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raffael Giglio Riverso, who also goes by Ralph Gino Riverso, was a registered financial professional .
Raffael is a previously registered financial professional and started their career in finance in 1992. Raffael had worked at 5 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2011 - January 26, 2012
MERRIMAC CORPORATE SECURITIES, INC.
April 29, 2009 - December 9, 2010
BLACKBOOK CAPITAL, LLC
March 26, 2009 - April 17, 2009
PARKER FINANCIAL CORP.
March 25, 2003 - February 27, 2009
PARKER FINANCIAL CORP.
March 13, 1999 - January 3, 2002
RUMSON CAPITAL, LLC
February 7, 1992 - December 13, 1994
GRAYSON FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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