TP
Thaddeus Pedzich
CETERA INVESTMENT ADVISERS LLC
TOWSON, MD 21204
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CRD#: 2022227
TP
Professional summary
Thaddeus Pedzich, ChFC®, who also goes by Ted Pedzich, Teddy Pedzich, Thad Pedzich, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Towson, Maryland and CETERA WEALTH SERVICES, LLC located in Timonium, Maryland.
Thaddeus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Thaddeus has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ted Pedzich | Teddy Pedzich | Thad Pedzich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1740 E JOPPA RD STE 200; BALTIMORE; MD; 21234; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/23/2014; 80; 80; SALE OF FIXED INSURANCE PRODUCTS| (2) NAME OF ENTITY: INOVA FINANCIAL ASSOCIATES; Yes; 305 W CHESAPEAKE AVE; TOWSON; MD; 21204; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 10/5/2016; 160; 160; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| (3) NAME OF ENTITY: UNITED STATES ARMY RESERVE; No; 700 E ORDANCE RD; BALTIMORE; MD; 21226; MILITARY RESERVE; CHIEF WARRANT OFFICER; 6/1/1982; 20; 0; MARINE DECK OFFICER,DRILLS, ANNUAL TRAINING AND ACTIVE DUTY FOR TRAINING| (4) NAME OF ENTITY: PEDZICH FINANCIAL SERVICES/PEDZICH & ASSOC; Yes; 1740 E JOPPA RD STE 200; BALTIMORE; MD; 21234; FINANCIAL SERVICES/DBA; OWNER; 2/10/1996; 160; 160; SALE AND SERVICE OF FIXED AND SECURITIES PRODUCTS| (5) NAME OF OTHER BUSINESS: LIFE BIBLE FELLOWSHIP CHURCH; INVESTMENT RELATED: NO; ADDRESS: 2426 N EUCLID AVE UPLAND, CA 91784; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGET MONTHLY, ROVIDE FEEDBACK TO THE CHURCH BUSINESS DIRECTOR AND ELDER BOARD; 6) NAME OF OTHER BUSINESS: GREEN-GATE TECHNOLOGY, INC; INVESTMENT RELATED: NO; ADDRESS: 920 PROVIDENCE RD, TOWSON, MD 21286; NATURE OF BUSINESS: INCORPORATION; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: BUSINESS, FINANCIAL, ACCOUNTING, & PERSONNEL MANAGEMENT ACTIVITIES;
CRS (Client Relationship Summary) - RIA
Click below to view Thaddeus Pedzich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 305 W Chesapeake Ave Ste 311, Towson, MD 21204RIA
CRD#: 105644
TOWSON, MD
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 30 E. Padonia Road, Suite 303, Timonium, MD 21093BD
CRD#: 13572
Timonium, MD
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 30, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TOWSON, MD
Past
September 23, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TOWSON, MD
Past
January 4, 2006 - December 31, 2008
BLUE VASE CAPITAL MANAGEMENT
RIA
CRD#: 133447
BALTIMORE, MD
Past
October 26, 2005 - September 19, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BALTIMORE, MD
Past
October 24, 2005 - September 19, 2014
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BALTIMORE, MD
Past
November 17, 2004 - December 31, 2005
BLUE VASE SECURITIES, LLC
RIA
CRD#: 46765
BALTIMORE, MD
Past
October 3, 2002 - October 24, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
August 27, 1996 - October 4, 2002
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
July 12, 1993 - August 27, 1996
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 13, 1990 - July 23, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 13, 1990 - July 23, 1993
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/10/2021)
RR
Kentucky(6/9/2021)
RR
Maryland(6/9/2021)
IAR
Maryland(6/29/2023)
RR
Michigan(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(10/20/2021)
RR
Ohio(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
