Louis C. Sammartino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Charles Sammartino, who also goes by Louis C Sammartino, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1998. Louis had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2015 - February 28, 2017
PAYCHEX SECURITIES CORPORATION
January 25, 2013 - March 16, 2015
GUARDIAN INVESTOR SERVICES LLC
December 13, 2010 - December 6, 2011
SECURIAN FINANCIAL SERVICES, INC.
September 4, 2008 - November 1, 2010
VOYA FINANCIAL PARTNERS, LLC
September 1, 2006 - September 2, 2008
VOYA RETIREMENT ADVISORS, LLC
July 29, 1999 - September 1, 2006
CITISTREET EQUITIES LLC
July 14, 1998 - August 20, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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