Michael L. Heyroth

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CRD#: 2021509

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Lewis Heyroth, who also goes by Michael L Heyroth, Mike Heyroth, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael L Heyroth | Mike Heyroth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 4, 2021 - January 28, 2022

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC

RIA

CRD#: 312022

PLOVER, WI

Past

December 1, 2001 - February 14, 2020

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

DULUTH, MN

Past

December 1, 2001 - February 14, 2020

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

DULUTH, MN

Past

April 3, 1998 - December 1, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

January 4, 1996 - April 15, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 11, 1995 - March 27, 1998

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 18, 1993 - September 19, 1995

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 4, 1992 - March 23, 1993

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

November 4, 1992 - March 23, 1993

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

June 24, 1992 - September 4, 1992

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC

CRD#: 312022 / SEC#: 801-132446

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

North Carolina

Registered Investment Advisory firm - (6/16/2025 Termination Requested)

South Carolina

Registered Investment Advisory firm - (6/16/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/22/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2001

General Securities Principal Examination

Current Firm

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC

CRD#: 312022 / SEC#: 801-132446

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

North Carolina

Registered Investment Advisory firm - (6/16/2025 Termination Requested)

South Carolina

Registered Investment Advisory firm - (6/16/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/19/2025 Terminated)

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Contact information

Main Address

Weddington, NC

Mailing Address

Phone number

(262) 939-1488

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCWM ADV PART 2A (6/13/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 131,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael L. Heyroth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

FIRSTAR INVESTMENT SERVICES,INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/1993

Series 63

Date: 7/10/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/23/1992

Series 53

Date: 8/22/2008

Series 24

Date: 6/29/2001

Current Firm

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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