Michael W. Meyer

UNION SQUARE ADVISORS LLC

New York, NY 10019

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CRD#: 2021325

Professional summary

Michael William Meyer, who also goes by Michael W Meyer, is a registered financial professional currently at UNION SQUARE ADVISORS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael W Meyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Meyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2019 - Present

UNION SQUARE ADVISORS LLC

Office #1: 1350 Avenue Of The Americas, Suite 700, New York, NY 10019

CRD#: 141254

New York, NY

Past

April 16, 2010 - August 8, 2018

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 2009 - April 1, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 3, 1999 - April 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 29, 1996 - May 8, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 20, 1990 - May 1, 1996

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/29/2019)

Florida
(6/3/2019)

New York
(5/29/2019)

Exams

State Security Law Exam

Series 63

Date: 5/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 8/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/6/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/6/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

UNION SQUARE ADVISORS LLC

SEACLIFF GROUP LLC | UNION SQUARE ADVISORS LLC

CRD#: 141254 / SEC#: 802-119325, 8-67371

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

1 Embarcadero Center Suite 950, San Francisco, CA 94111

Mailing Address

1 Embarcadero Center Suite 950, San Francisco, CA 94111

Phone number

(415) 501-8000

Established

Delaware since 06/15/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SEACLIFF ADVISORS LLC	SOLE MEMBER OF THE APPLICANT
KAWARABAYASHI, WAYNE I	CHIEF OPERATIONS OFFICER AND AML COMPLIANCE OFFICER	3149707
MCCLELLAND, WILLIAM CARTER	CHAIRMAN & CEO	815173
MEYER, MICHAEL WILLIAM	CHIEF EXECUTIVE OFFICER	2021325
POSTREL, HELENE BERSON	FINANCIAL OPERATIONS PRINCIPAL	2240945
SMITH, EDWARD RIFE	PRESIDENT AND CHIEF COMPLIANCE OFFICER	2085236

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	4/4/2024

Red Flags

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Michael W. Meyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael William Meyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

MORGAN STANLEY & CO. LLC

CITICORP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/1995

Series 57TO

Date: 1/2/2023

SIE

Date: 8/8/2018

Series 7

Date: 3/17/1990

Series 10

Date: 12/6/1999

Series 9

Date: 12/6/1999

Series 24

Date: 6/20/1995

FINRA

Current Firm

UNION SQUARE ADVISORS LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Exempt reporting advisers

Red Flags

Company Information

UNION SQUARE ADVISORS LLC

TRUST BUT VERIFY

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