David N. Poole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Nathan Poole, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
April 29, 2014 - June 21, 2024
BRIGHTWORKS FINANCIAL PLANNING LLC
January 28, 2009 - April 29, 2014
POOLED RESOURCES
May 18, 2005 - December 31, 2007
POOLED RESOURCES
May 5, 2004 - June 3, 2005
PRINCIPAL SECURITIES, INC.
July 31, 2002 - May 6, 2004
NEW ENGLAND SECURITIES
January 10, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 10, 1990 - September 3, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIGHTWORKS FINANCIAL PLANNING LLC
CRD#: 170394 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 200 |
| AUM (Assets Under Management) | $ 72,928,738 |
Red Flags
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