Lisa M. Burke

Some features on this profile are disabled

CRD#: 2020766

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Marie Burke, who also goes by Lisa Marie Harper, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 1994. Lisa had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Marie Harper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 26, 2018 - July 13, 2020

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

RIA

CRD#: 163327

SPOKANE, WA

Past

January 26, 2018 - July 13, 2020

NORTHERN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 111379

SPOKANE, WA

Past

June 15, 2016 - October 9, 2017

MERRIMAN

RIA

CRD#: 166580

Spokane, WA

Past

February 15, 2006 - April 20, 2016

NELSON SECURITIES,INC.

CRD#: 14377

SPOKANE, WA

Past

April 23, 2004 - February 24, 2006

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SPOKANE, WA

Past

November 7, 2003 - May 12, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 6, 1994 - November 12, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

CAPITAL RETIREMENT PLAN SERVICES, INC. | NORTHERN CAPITAL RETIREMENT SERVICES, INC.

CRD#: 163327 / SEC#: 801-77836

RIA

Registered Investment Advisory firm - (4/2/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1994

General Securities Representative Examination

Current Firm

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

CAPITAL RETIREMENT PLAN SERVICES, INC. | NORTHERN CAPITAL RETIREMENT SERVICES, INC.

CRD#: 163327 / SEC#: 801-77836

RIA

Registered Investment Advisory firm - (4/2/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 S Southeast Boulevard Suite 205, Spokane, WA 99223

Mailing Address

Phone number

(509) 456-2526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-07-16 NCRS (ADV PART 2A BROCHURE) (7/24/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 263,189,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lisa M. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTHERN CAPITAL MANAGEMENT, INC.

MERRIMAN

NELSON SECURITIES,INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2016

Series 63

Date: 7/9/1994

SIE

Date: 4/20/2016

Series 7

Date: 6/3/1994

Current Firm

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors