Donald J. Gonzales
Professional summary
Donald John Gonzales is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in San Antonio, Texas.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1993. Donald has worked at 4 firms and has passed the Series 63, SIE, Series 50, Series 52, Series 7, Series 54 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald John Gonzales's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 14414 Blanco Road Suite 320, San Antonio, TX 78216June 17, 2005 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
July 3, 2001 - October 2, 2001
ESTRADA HINOJOSA & COMPANY, INC.
February 28, 1996 - May 23, 2001
HILLTOP SECURITIES INC.
August 25, 1993 - March 11, 1996
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2024)
Exams
FINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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