MQ
Mark A. Queen
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CRD#: 2019529
MQ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allen Queen, ChFC®, CLU® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Core Score, LLC Address: 5603 powercat pl, manhattan, KS, 66503\n, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/23/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To coach businesses, churches and individuals to accelerate their lives. I also speak to groups. churches and companies about the benefits and power of personalized coaching. I am author and publish here as well. There is a separate author oba for the publishing. I also preach on Sundays and as a speaker, place that revenue here. Books revenues and residuals from these activities will remain here. (2)Name of Business: Core Score, LLC. Address: 5603 powercat pl, manhattan, KS, 66503, United States Activity Type: Other Position/Title: Author , Consulting, Coach Investment Related: No Start Date: 01/23/2014 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Here I write/publish books, co-author, do speaking engagements, and coaching. Mark is the sole owner. I never intend to write something of a financial advisory nature. (3)Name of Business: First United Methodist church Address: 5603 powercat pl, manahttan, KS, 66503, United States Activity Type: Religious Position/Title: Other, Deacon, Pastor Investment Related: No Start Date: 06/15/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am serving the church as a Lay Leader, a Lay Speaker, Sunday school teacher. Most are unpaid duties with no access to churches financial checkbook/accounts. The exception of pay is when I preach on a substitute basis for a church. They will normally pay a travel stipend of $75-250 dollars. (4)Name of Business: Keating & associates, inc. Address: 1011 Poyntz, Manhattan, KS, 66502, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/01/1989 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I work with Keating & Associaties to offer business consulting and employee benefits. My Raymond James production activities are supervised through this company's division as the branch manager of RJ services as well. I have filed my business revenue as a sole proprietorship doing business as Mark Queen Financial Services. All RJ revenue I earn comes through KA, as well as this outside revenue. all is reported on the DBA MQFS, which is Mark Queen Financial Services. (5)Name of Business: Keating & Associates, Inc. Address: 1011 Poyntz manhattan ks 66502, manhattan, KS, 66503, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Act as agent to acquire life insurance contracts of a non variable nature for clients. (6)Name of Business: Keating Financial Advisory Services Address: 1011 Poyntz,, Manhattan, KS, 66502, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 09/16/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: People hire us as an RIA, under our dual appointment with RJ, to provide advisory services. (7)Name of Business: Queen, Paul Address: 5603 powercat pl, manhattan, KS, 66503, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 03/10/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
January 2, 2009 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MANHATTAN, KS
Past
October 18, 2007 - January 5, 2024
KEATING FINANCIAL ADVISORY SERVICES
RIA
CRD#: 142772
MANHATTAN, KS
Past
May 7, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MANHATTAN, KS
Past
January 4, 1999 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MANHATTAN, KS
Past
June 19, 1991 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
June 5, 1990 - January 10, 1991
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Financial AdvisorCRD#: 149018TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
