Morton B. Erenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morton Bruce Erenstein was a registered financial professional .
Morton is a previously registered financial professional and started their career in finance in 1969. Morton had worked at 10 firms and has passed the Series 63, PC, Series 5, Series 1, Series 000 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2002 - November 29, 2006
CULLUM & BURKS SECURITIES, INC.
May 12, 1998 - April 29, 2002
STEVEN L. FALK & ASSOCIATES INC.
March 18, 1996 - April 16, 1998
COORDINATED CAPITAL SECURITIES, INC.
December 3, 1992 - December 31, 1995
COMMONWEALTH FINANCIAL NETWORK
September 16, 1992 - October 22, 1992
DONALD & CO. SECURITIES INC.
March 22, 1989 - September 25, 1992
LEHMAN BROTHERS INC.
October 1, 1987 - April 21, 1989
JSC SECURITIES, INC.
February 12, 1982 - September 21, 1987
GRUNTAL & CO., L.L.C.
February 18, 1975 - March 23, 1982
THOMSON MCKINNON SECURITIES INC.
July 1, 1969 - April 3, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 12/8/1982
AMEX Put and Call ExamSeries 5
Date: 12/8/1982
Interest Rate Options ExaminationSeries 1
Date: 6/27/1969
Registered Representative ExaminationSeries 000
Date: 6/27/1964
General Securities Principal ExaminationSeries 12
Date: 3/20/1982
NYSE Branch Manager ExaminationCurrent Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
