Joseph A. Fierro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Fierro was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 8 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2010 - August 30, 2012
ESSEX NATIONAL SECURITIES, LLC
December 4, 2003 - March 31, 2005
JBS LIBERTY SECURITIES, INC.
November 21, 2003 - August 18, 2008
JBS LIBERTY SECURITIES, INC.
March 26, 2003 - November 25, 2003
LUMENT SECURITIES, LLC
August 31, 2000 - July 23, 2002
MORGAN STANLEY DW INC.
August 30, 2000 - July 23, 2002
MORGAN STANLEY DW INC.
June 30, 1998 - October 19, 1998
ON-SITE TRADING, INC.
February 27, 1998 - October 23, 1998
J. P. GIBBONS & CO., INC.
January 9, 1998 - March 19, 1998
CRISPIN KOEHLER SECURITIES
December 19, 1996 - April 12, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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