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RB

Robert D. Burns

ANDES CAPITAL GROUP
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 2017796
RB
Robert Dela BurnsANDES CAPITAL GROUP

Professional summary

Robert Dela Burns, who also goes by Bob Burns, Robert De'la Burns III, Robert Dela Burns III, Robert Oelia Burns Iii, Robert Dela Byrns, is a registered financial professional currently at ANDES CAPITAL GROUP, LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 19 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Aliases

Bob Burns | Robert De'la Burns Iii | Robert Dela Burns Iii | Robert Oelia Burns Iii | Robert Dela Byrns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Dela Burns's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2026 - Present

ANDES CAPITAL GROUP, LLC

Office #1: 205 West Wacker Drive Suite 610, Chicago, IL 60606
BD
CRD#: 139212
CHICAGO, IL
Past

January 9, 2024 - August 8, 2024

FORGE SECURITIES LLC

BD
CRD#: 134596
NEW YORK, NY
Past

July 17, 2019 - November 3, 2020

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

January 2, 2018 - January 24, 2019

ICE BONDS SECURITIES CORPORATION

BD
CRD#: 123635
NEW YORK, NY
Past

October 13, 2015 - January 4, 2018

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

January 17, 2012 - October 6, 2015

BONDS.COM LLC

BD
CRD#: 43875
NEW YORK, NY
Past

April 28, 2010 - September 6, 2011

LITTLE RIVER CAPITAL, LLC

BD
CRD#: 118917
NEW YORK, NY
Past

September 24, 2008 - September 30, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

June 1, 2007 - September 15, 2008

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

October 25, 2004 - January 12, 2007

WG TRADING COMPANY LIMITED PARTNERSHIP

BD
CRD#: 27308
NORTH HILLS, NY
Past

March 11, 2003 - March 16, 2004

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

September 4, 2002 - March 5, 2003

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

January 23, 2002 - March 8, 2002

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY
Past

December 7, 2001 - January 24, 2002

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

October 9, 2000 - August 10, 2001

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

November 6, 1998 - April 13, 2000

ON-SITE TRADING, INC.

BD
CRD#: 30271
GREAT NECK, NY
Past

March 11, 1998 - November 20, 1998

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

February 23, 1996 - March 15, 1998

HAMPSHIRE SECURITIES CORPORATION

BD
CRD#: 19725
NEW YORK, NY
Past

January 25, 1994 - February 12, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 10, 1991 - February 10, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 20, 1991 - November 26, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/17/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 12/1/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/1/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/28/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/19/1991
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ANDES CAPITAL GROUP, LLC
ANDES CAPITAL GROUP, LLC

CRD#: 139212 / SEC#: , 8-67202

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
205 West Wacker Drive Suite 610, Chicago, IL 60606
Mailing Address
205 West Wacker Drive Suite 610, Chicago, IL 60606
Phone number
(312) 376-4500
Established
Illinois since 08/03/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
POOLE, SEAN WILLIAMMEMBER7010269
MCGAUGH, RAYMOND SCOTTMEMBER2649886
SPEARS, CURTIS LAVELLPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER4117812
LENART, BRIAN DOUGLASFINOP, CFO, PFO/POO736107
PEARLMAN, CRAIG ALANPRINCIPAL4456956

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANDES CAPITAL GROUP, LLC

CRD#: 139212Chicago, IL 60606

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