TM
Timothy A. Makovkin
CETERA INVESTMENT ADVISERS LLC
MENLO PARK, CA
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CRD#: 2017143
TM
Professional summary
Timothy Alexander Makovkin is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Menlo Park, California and CETERA WEALTH SERVICES, LLC located in Menlo Park, California.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 789 15TH AVE; MENLO PARK; CA; 94025; Fixed Insurance; Independent Insurance Agent; 10/23/2002; 10; 2; Sale of fixed insurance products.| 2) NAME OF ENTITY: Tim Makovkin; No; 16598 Sallander Drive; Sonora; CA; 95379; Property Manager; Property Manager; 8/1/2018; 1; .5; Collect Rent, pay mortgage and property taxes as they fall due plus provide for property maintenance as required.| 3) NAME OF OTHER BUSINESS: TIMOTHY MAKOVKIN; INVESTMENT RELATED: NO; ADDRESS: 17866 SKYFARM DRIVE TUOLUMNE, CA 95379; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTING KITCHENETTE SUITE; 4) NAME OF OTHER BUSINESS: TIMOTHY A MAKOVKIN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Alexander Makovkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MENLO PARK, CA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 17866 Skyfarm Drive, Tuolumne, CA 95379BD
CRD#: 13572
MENLO PARK, CA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 25, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MENLO PARK, CA
Past
October 23, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MENLO PARK, CA
Past
September 17, 2002 - November 5, 2002
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
SAN MATEO, CA
Past
November 4, 1997 - November 5, 2002
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
January 1, 1990 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
IAR
California(6/29/2023)
RR
Idaho(6/9/2021)
RR
Nevada(6/9/2021)
RR
Oregon(10/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
