Denise M. Petersen

ASSET ONE WEALTH MANAGEMENT | Financial Advisor

Philomath, OR 97370

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CRD#: 2016985

Professional summary

Denise Marie Petersen, who also goes by Denise M Petersen, Denise Petersen, is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Philomath, Oregon and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Denise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Denise has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Denise M Petersen | Denise Petersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Asset One Wealth Management; Yes; At Registered Location; RIA; IAR; 09/2025; 132; 80; Portfolio allocation, securities trading, and model selection. client meetings, planning - tax, insurance, income distribution, conversion strategies. 2) Fixed Insurance; No; At Registered Location; Traditional/Fixed Insurance; Agent; 01/1991; 5; 0; Sales of traditional/fixed insurance. 3) Life Insurance; No; At Registered Location; Agent; 01/1991; 5; 0; Sales of life insurance & long-term care

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Marie Petersen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

ASSET ONE WEALTH MANAGEMENT, LLC

Office #1: 35006 Hawk Hill Road, Philomath, OR 97370

RIA

CRD#: 336350

Philomath, OR

Current

September 2, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 35006 Hawk Hill Road, Philomath, OR 97370

CRD#: 35747

ALBANY, NY

Past

October 19, 2009 - September 5, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

PHILOMATH, OR

Past

March 25, 2009 - September 3, 2025

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

Philomath, OR

Past

October 22, 2002 - March 17, 2009

STERLING FINANCIAL SERVICES, INC.

RIA

CRD#: 113646

OAKLAND, CA

Past

October 25, 2000 - October 8, 2002

OSAIC WEALTH, INC.

RIA

CRD#: 23131

PHILOMATH, OR

Past

February 18, 1994 - September 5, 2025

OSAIC WEALTH, INC.

CRD#: 23131

PHILOMATH, OR

Past

December 22, 1989 - March 23, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/2/2025)

Arizona
(9/2/2025)

California
(9/2/2025)

Hawaii
(9/2/2025)

Illinois
(9/2/2025)

Maryland
(9/2/2025)

Missouri
(9/2/2025)

New York
(9/2/2025)

North Carolina
(9/2/2025)

Ohio
(9/2/2025)

Oregon
(9/2/2025)

IAR

Oregon
(9/24/2025)

Utah
(9/2/2025)

Washington
(9/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/10/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350 / SEC#: 801-132828

RIA

Registered Investment Advisory firm - (6/6/2025 120-Day Approval)

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Contact information

Main Address

11201 Se 8th Street, Suite 105, Bellevue, WA 98004

Mailing Address

Phone number

(425) 504-830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (10/24/2025)

Regulatory assets under management

Total Number of Accounts	1,754
AUM (Assets Under Management)	$ 435,591,345

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

xxxxxxx

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Denise M. Petersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Marie Petersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC WEALTH, INC.

NWF ADVISORY SERVICES INC

STERLING FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2000

Series 63

Date: 2/8/1990

SIE

Date: 10/1/2018

Series 31

Date: 7/10/1993

Series 7

Date: 12/16/1989

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET ONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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