Dixie L. Gossett
Professional summary
Dixie Lee Gossett, who also goes by Dixie Lee Malcom, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Huntsville, Alabama.
Dixie is registered as a RR (Registered Representative) and started their career in finance in 1993. Dixie has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dixie Lee Gossett's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 626 Clinton Ave., West Suite 100, Huntsville, AL 35801September 9, 2011 - June 21, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 5, 1993 - September 12, 2011
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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