Jerome A. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Anthony Bell, who also goes by Jerome A Bell, Jerome Bell, Jerry Bell, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1995. Jerome had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2022 - February 27, 2023
VANGUARD ADVISERS, INC.
February 10, 2022 - February 27, 2023
VANGUARD MARKETING CORPORATION
June 30, 2021 - January 24, 2022
BGC FINANCIAL, L.P.
February 25, 2021 - July 1, 2021
SUNRISE BROKERS LLC
February 3, 2016 - February 17, 2021
BGC FINANCIAL, L.P.
April 1, 2013 - April 23, 2015
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 5, 2007 - April 29, 2013
LINKBROKERS DERIVATIVES LLC
August 10, 2007 - October 1, 2007
CANACCORD GENUITY SECURITIES LLC
October 17, 2006 - August 10, 2007
COLLINS STEWART INC.
January 13, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
September 19, 2000 - January 14, 2005
CANTOR FITZGERALD & CO.
October 13, 1995 - April 10, 2001
CANTOR FITZGERALD SECURITIES
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
