Von B. Hampton

FIRST AMERICAN FINANCIAL ADVISORS

PRATT, KS 67124

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CRD#: 2014100

Professional summary

Von Blake Hampton is a registered financial advisor currently at FIRST AMERICAN FINANCIAL ADVISORS, INC. located in Pratt, Kansas and GREAT AMERICAN INVESTORS, INC. located in Pratt, Kansas.

Von is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Von has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTNER: OMNI BUSINESS SERVICES (RENTAL PROPERTY) PARTNER, 50% owner since 1990, 7% OF TIME SPENT assisting spouse, approximately $10,000 annually. HAMPTON & HAMPTON PA INC.: 100% owner and PRESIDENT (PUBLIC ACCOUNTING), a.) Tax accounting 93% of time approximately $90,000/year since 1992 and b) Life insurance - trails commissions only 1% of time and approximately $1000/year since 1996.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Von Blake Hampton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2014 - Present

FIRST AMERICAN FINANCIAL ADVISORS, INC.

Office #1: 207 S Main Street, Pratt, KS 67124

RIA

CRD#: 113420

PRATT, KS

Current

March 21, 2014 - Present

GREAT AMERICAN INVESTORS, INC.

Office #1: 207 S. Main Street, Pratt, KS 67124

CRD#: 28489

Pratt, KS

Past

February 13, 2007 - December 31, 2012

FIRST AMERICAN FINANCIAL ADVISORS, INC.

RIA

CRD#: 113420

OVERLAND PARK, KS

Past

June 14, 2006 - March 15, 2012

GREAT AMERICAN INVESTORS, INC.

CRD#: 28489

PRATT, KS

Past

June 8, 2006 - June 14, 2006

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

PRATT, KS

Past

June 8, 2006 - June 14, 2006

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

PRATT, KS

Past

September 27, 2005 - November 27, 2006

MIDWEST RESEARCH & TRADING, LLC

RIA

CRD#: 128875

PRATT, KS

Past

September 30, 2003 - May 26, 2006

FROGGATTE & COMPANY

CRD#: 43161

WICHITA, KS

Past

March 1, 2002 - October 15, 2003

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

January 24, 2002 - October 15, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

September 22, 2000 - December 31, 2001

CUTTER & COMPANY, INC.

CRD#: 22449

BALLWIN, MO

Past

July 18, 1995 - October 16, 2000

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/21/2025)

California
(1/30/2023)

Colorado
(4/1/2025)

Florida
(4/30/2025)

Kansas
(3/26/2014)

IAR

Kansas
(3/26/2014)

Missouri
(3/24/2014)

New Mexico
(4/1/2025)

Oklahoma
(2/24/2023)

Texas
(10/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST AMERICAN FINANCIAL ADVISORS, INC.

CRD#: 113420 / SEC#:

Indiana

Registered Investment Advisory firm - (12/31/2005 Terminated)

Kansas

Registered Investment Advisory firm - (10/2/1998 Approved)

Missouri

Registered Investment Advisory firm - (4/1/1999 Approved)

Nevada

Registered Investment Advisory firm - (12/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6025 Metcalf Lane, Overland Park, KS 66202

Mailing Address

Phone number

(913) 384-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 10,125,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Von B. Hampton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Von Blake Hampton's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT AMERICAN INVESTORS, INC.

FIRST AMERICAN FINANCIAL ADVISORS, INC.

GREAT AMERICAN INVESTORS, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

MIDWEST RESEARCH & TRADING, LLC

FROGGATTE & COMPANY

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

CUTTER & COMPANY, INC.

BIRCHTREE FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/1999

Series 63

Date: 7/28/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1995

FINRA

Current Firm

FIRST AMERICAN FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST AMERICAN FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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