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Von Blake Hampton

FIRST AMERICAN FINANCIAL ADVISORS
PRATT, KS
·CRD# 2014100·31 years experience

Professional Summary

Von Blake Hampton is a registered financial advisor currently at FIRST AMERICAN FINANCIAL ADVISORS, INC. located in Pratt, Kansas and GREAT AMERICAN INVESTORS, INC. located in Pratt, Kansas. Von is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Von has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FIRST AMERICAN FINANCIAL ADVISORS, INC.·CRD# 113420
RIA
207 S Main Street, Pratt, KS 67124
March 26, 2014 - Present
GREAT AMERICAN INVESTORS, INC.·CRD# 28489
BD
207 S. Main Street, Pratt, KS 67124
March 21, 2014 - Present
FIRST AMERICAN FINANCIAL ADVISORS, INC.·CRD# 113420
RIA
Overland Park, KS
February 13, 2007 - December 31, 2012
GREAT AMERICAN INVESTORS, INC.·CRD# 28489
BD
Pratt, KS
June 14, 2006 - March 15, 2012
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
RIA
Pratt, KS
June 8, 2006 - June 14, 2006
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Pratt, KS
June 8, 2006 - June 14, 2006
MIDWEST RESEARCH & TRADING, LLC·CRD# 128875
RIA
Pratt, KS
September 27, 2005 - November 27, 2006
FROGGATTE & COMPANY·CRD# 43161
BD
Wichita, KS
September 30, 2003 - May 26, 2006
NEW ENGLAND SECURITIES·CRD# 615
RIA
Overland Park, KS
March 1, 2002 - October 15, 2003
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
January 24, 2002 - October 15, 2003
CUTTER & COMPANY, INC.·CRD# 22449
BD
Ballwin, MO
September 22, 2000 - December 31, 2001
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
Minneapolis, MN
July 18, 1995 - October 16, 2000

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Current Firm

FA
FIRST AMERICAN FINANCIAL ADVISORS, INC.

FIRST AMERICAN FINANCIAL ADVISORS, INC.

CRD#: 113420
Indiana
Registered Investment Advisory firm - Indiana (12/31/2005 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (10/2/1998 Approved)
Missouri
Registered Investment Advisory firm - Missouri (4/1/1999 Approved)
Nevada
Registered Investment Advisory firm - Nevada (12/31/2005 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/31/2005 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6025 Metcalf Lane, Overland Park, KS 66202

Phone Number

(913) 384-1800

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

28

AUM (Assets Under Management)

$11,480,816

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTNER: OMNI BUSINESS SERVICES (RENTAL PROPERTY) PARTNER, 50% owner since 1990, 7% OF TIME SPENT assisting spouse, approximately $10,000 annually. HAMPTON & HAMPTON PA INC.: 100% owner and PRESIDENT (PUBLIC ACCOUNTING), a.) Tax accounting 93% of time approximately $90,000/year since 1992 and b) Life insurance - trails commissions only 1% of time and approximately $1000/year since 1996.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/21/2025)
RR
California
(1/30/2023)
RR
Colorado
(4/1/2025)
RR
Florida
(4/30/2025)
RR
Kansas
(3/26/2014)
IAR
Kansas
(3/26/2014)
RR
Missouri
(3/24/2014)
RR
New Mexico
(4/1/2025)
RR
Oklahoma
(2/24/2023)
RR
Texas
(10/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Von Blake Hampton's CRS (Customer Relationship Summary).

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