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Steven J. Spieldenner
VANTAGE FINANCIAL GROUP
Sylvania, OH 43560
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CRD#: 2012087
SS
Professional summary
Steven John Spieldenner is a registered financial advisor currently at VANTAGE FINANCIAL GROUP, INC. located in Sylvania, Ohio and CETERA INVESTMENT ADVISERS LLC located in Sylvania, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1987; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP CRD# 105950; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Steven John Spieldenner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2022 - Present
VANTAGE FINANCIAL GROUP, INC.
Office #1: 5800 Monroe Street Building C, Suite 102, Sylvania, OH 43560RIA
CRD#: 105950
Sylvania, OH
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5800 Monroe St Building A Ste 4, Sylvania, OH 43560RIA
CRD#: 105644
SYLVANIA, OH
Current
October 31, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5800 Monroe St Building A Ste 4, Sylvania, OH 43560BD
CRD#: 13572
Sylvania, OH
Past
October 31, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FREMONT, OH
Past
July 9, 2013 - October 30, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
FREMONT, OH
Past
June 25, 2013 - October 30, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
FREMONT, OH
Past
November 5, 2012 - June 27, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
TOLEDO, OH
Past
September 18, 2001 - June 27, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
TOLEDO, OH
Past
May 25, 2000 - August 20, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 14, 1992 - May 3, 2000
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/12/2020)
RR
Colorado(8/11/2025)
RR
Florida(11/1/2019)
RR
Indiana(11/4/2019)
RR
Michigan(11/6/2019)
RR
North Carolina(9/14/2023)
RR
Ohio(10/31/2019)
IAR
Ohio(4/11/2022)
RR
Texas(10/31/2019)
IAR
Texas(6/29/2023)
RR
Virginia(7/20/2020)
RR
Washington(11/22/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sylvania, OH 43560TRUST BUT VERIFY
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Contact information
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