William P. Soltesz
Professional summary
William Paul Soltesz, who also goes by Bill Soltesz, is a registered financial professional currently at SUPERIOR FINANCIAL SERVICES,INC. located in Tucson, Arizona.
William is registered as a RR (Registered Representative) and started their career in finance in 1989. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Paul Soltesz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2000 - Present
SUPERIOR FINANCIAL SERVICES,INC.
August 21, 1991 - November 1, 2000
FIRST MIDWEST SECURITIES, INC.
October 10, 1990 - August 27, 1991
ROGER J. LANGE AND COMPANY, INC.
December 21, 1989 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2023)
(11/13/2000)
(11/15/2000)
(11/6/2000)
(1/21/2019)
(11/2/2000)
(1/18/2021)
(1/18/2021)
(1/2/2002)
(1/2/2002)
(1/18/2021)
(1/3/2007)
(1/3/2007)
Exams
FINRA
Current Firm
SUPERIOR FINANCIAL SERVICES,INC.
CRD#: 104165 / SEC#: , 8-52618
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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