KM
Kenneth J. Meyers
ROBERT W. BAIRD & CO.
Grass Valley, CA 95945
Some features on this profile are disabled
CRD#: 2011745
KM
Professional summary
Kenneth James Meyers, who also goes by Ken Meyers, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Grass Valley, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Kenneth has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Meyers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PIONEER MOTORS, INVESTMENT RELATED, GRASS VALLEY CALIFORNIA, INDEPENDENT AUTO DEALERSHIP, Treasurer/Secretary, BEGAN 8/1/2006, NO TIME SPENT, NOT INVOLVED IN DAY TO DAY ACTIVITIES INVESTOR ONLY. Held in Meyers Rubino LLC. 2. NAME AND ADDRESS OF OTHER BUSINESS: Meyers Rubino COMMERCIAL REAL ESTATE,800 E. MAIN ST ,GRASS VALLEY, CA 95945. NATURE OF ENTITY:COMMERCIAL REAL ESTATE PROPERTY. ROLE IN THE OUTSIDE BUSINESS: OWNER RESPONSIBILITIES IN THIS ROLE:NONE HOURS DEVOTED TO BUSINESS: 2 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. 3. NAME AND ADDRESS OF OTHER BUSINESS: Meyers Green COMMERCIAL REAL ESTATE,218 BROAD STREET, NEVADA CITY, CA 95959. NATURE OF ENTITY:COMMERCIAL REAL ESTATE PROPERTY. ROLE IN THE OUTSIDE BUSINESS: OWNER RESPONSIBILITIES IN THIS ROLE:NONE HOURS DEVOTED TO BUSINESS: 2 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. 4. NAME AND ADDRESS: MEYERS/LEE 519 E. MAIN STREET GRASS VALLEY, CA 95945 NATURE OF ENTITY: COMMERICIAL REAL ESTATE LOT RESPONSIBILITIES IN THIS ROLE: COLLECT RENT AND SUPERVISE PROPERTY. HOURS DEVOTED: 1/2 AN HOUR PER MONTH. NONE DURING SECURITIES TRADING HOURS. 5. NAME AND ADDRESS: NCEHO JOHN BAUER AVE GRASS VALLEY, CA 95945 NATURE OF ENTITY:NON PROFIT ASSOCIATION OF NEVADA COUNTY AIRPORT HANGAR OWNERS. REPSONSIBILITIES IN THIS ROLE: QUARTERLY BUSINESS MEETING REGARDING UPKEEP AND MAINTENCENCE OF HANGARS. HOURS DEVOTED: 4 HOURS A YEAR. 6. Name: Johnson's Bait and Tackle; Not investment-related; Address: 298 Garden Highway, Yuba City, CA 95991; Nature: Business; Role: Partner; Start Date: 1/1/2018; Appx hrs: 2 hours a month on the weekend; Hrs during trading: 0; Duties: Passive 50% ownership of a 40 year old fishing shop located in Yuba City. The business will continue with the existing management. I will have a monthly meeting with management to review results Name/Address: TDM Land/Grass Valley RV Resort, Grass Valley CA 59495 Start date: 7/1/19 Hours spent: 1 hr/week Hours spent during trading Hours: Zero Role/Responsibility: Member of LLC which will be developing an RV park in Grass Valley. Investment related. Name/Address: M Three Fund LLC 2428 Nevada City Hwy Grass Valley CA 95945 Start Date: 6/27/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member; Commercial Lot Non Investment Related Name/Address: East Bennett Street Industrial Properties LLC 11352 E Bennettt Street Grass Valley CA 95945 Start Date: 6/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor; Rental Income Non Investment Related Name/Address: Aviation Country Club of California / 4 Black Horse Ct, Washoe Valley, Nevada 89704 Start Date: 10/6/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Treasurer Non Investment Related Name/Address: Lot 9 Partners 360 Sierra College Drive Grass Valley CA 95945, Lot 10 Partners 380 Sierra College Drive Grass Valley CA 95945 Start Date: 8/1/05 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Meyers and Kavros 13996 Lee Lane Nevada City CA 95959 Start Date: 8/6/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Property Co-Owner Non Investment Related Name/Address: BP Properties LLC 420 Sierra College Drive Grass Valley CA 95945 Start Date: 8/4/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/ Member Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth James Meyers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth James Meyers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2009 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 360 Sierra College Drive Suite 200, Grass Valley, CA 95945RIA
BD
CRD#: 8158
Grass Valley, CA
Current
May 18, 2009 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 360 Sierra College Drive Suite 200, Grass Valley, CA 95945RIA
BD
CRD#: 8158
Grass Valley, CA
Past
May 3, 2002 - May 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GRASS VALLEY, CA
Past
June 29, 1998 - May 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GRASS VALLEY, CA
Past
September 12, 1990 - July 8, 1998
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2019)
RR
Arizona(6/23/2009)
RR
Arkansas(5/18/2009)
IAR
California(5/18/2009)
RR
California(5/19/2009)
RR
Colorado(10/21/2009)
RR
Connecticut(5/18/2009)
RR
Delaware(7/14/2020)
RR
Florida(11/13/2009)
IAR
Florida(8/15/2018)
RR
Georgia(5/28/2009)
RR
Hawaii(3/2/2010)
RR
Idaho(5/20/2009)
RR
Illinois(5/18/2009)
RR
Indiana(6/10/2009)
RR
Kansas(3/8/2019)
RR
Kentucky(2/3/2022)
RR
Louisiana(5/2/2018)
RR
Maine(5/19/2009)
RR
Maryland(5/18/2009)
RR
Massachusetts(1/13/2023)
RR
Michigan(5/18/2009)
RR
Minnesota(5/18/2009)
RR
Missouri(12/22/2011)
RR
Montana(11/6/2019)
RR
Nebraska(4/3/2023)
RR
Nevada(5/18/2009)
RR
New Hampshire(5/18/2009)
RR
New Jersey(6/29/2009)
RR
New Mexico(9/19/2011)
RR
New York(5/18/2009)
RR
North Carolina(5/18/2009)
RR
Ohio(2/18/2015)
RR
Oklahoma(6/19/2009)
RR
Oregon(5/19/2009)
RR
Pennsylvania(5/18/2009)
RR
South Dakota(5/27/2009)
RR
Tennessee(5/18/2009)
RR
Texas(5/18/2009)
IAR
Texas(6/22/2017)
RR
Utah(2/12/2018)
RR
Virginia(5/18/2009)
RR
Washington(5/20/2009)
RR
Wisconsin(4/10/2015)
RR
Wyoming(9/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/15/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Grass Valley, CA 95945TRUST BUT VERIFY
Monitor Kenneth Meyers
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
