RS
Rhoneil A. Santo Tomas
TLG ADVISORS
Tarzana, CA 91356
Some features on this profile are disabled
CRD#: 2010710
RS
Professional summary
Rhoneil Acierto Santo Tomas, who also goes by Neil Santo Tomas, Rhoneil Acierto Santotomas, is a registered financial advisor currently at TLG ADVISORS, INC. located in Tarzana, California and THE LEADERS GROUP, INC. located in Tarzana, California.
Rhoneil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Rhoneil has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neil Santo Tomas | Rhoneil Acierto Santotomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Total Financial - 1/1/2015 - 300 Corporate Pointe, Suite 250, Culver City, CA 90230 - Broker, Sale of fixed life insurance policies, Not Invt Rel, Insurance Business, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) First Financial Resources LLC - 1/1/2016 - 4675 MacArthur Court, # 1430, Newport Beach, CA 92660 - Broker, Sale of fixed life insurance policies; Not Invt Rel, Insurance Business, 20 hrs/mo; 20 hrs/mo (during trading hours). 3.) DSV Financial Inc, DBA HSI Benefits Group - 1/1/2013 - 13351 Riverside Drive, # 656, Sherman Oaks, CA 91423 - President, Marketing and sales of employee benefits: Health Insurance, Disability Insurance, Dental Insurance, Fixed Group Term Life, Not Invt Rel, Insurance Business, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) PFR Advisors LLC - 1/1/2016 - 18801 Ventura Blvd, Suite 207, Tarzana, CA 91356 - Principal, Sale of fixed life insurance, Not Invt Rel, Insurance Business, 20 hrs/mo; 20 hrs/mo (during trading hours). 5.) Principal Financial Group - 8/1/2015 - PO Box 9394, Des Moines, IA 50392 - Broker, Sale of Disability insurance, Not Invt Rel, Disability Insurance Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 6.) Real Estate Property Owner - 1/1/2000 - 44-416 W Sundown Crest Drive, La Quinta, CA 92253 - Property Owner, Collects Rent/Deals with Tenants, Not Invt Rel, Rental Home, 5 hrs/mo; 5 hrs/mo (during trading hours). 7.) TLG Advisors, Inc - 5/16/2018 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 40 hrs/mo; 40 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Rhoneil Acierto Santo Tomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2018 - Present
TLG ADVISORS, INC.
Office #1: 18801 Ventura Blvd Suite 207, Tarzana, CA 91356RIA
CRD#: 111052
Tarzana, CA
Current
May 14, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 18801 Ventura Blvd Suite 207, Tarzana, CA 91356BD
CRD#: 37157
Tarzana, CA
Past
August 6, 2003 - May 22, 2018
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
August 5, 2003 - May 22, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Past
November 18, 2002 - July 8, 2003
BG WORLDWIDE SECURITIES, INC.
BD
CRD#: 121735
WESTLAKE VILLAGE, CA
Past
June 8, 2001 - December 31, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
February 15, 1990 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
February 15, 1990 - April 5, 2001
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/14/2018)
IAR
California(5/16/2018)
RR
District of Columbia(1/5/2024)
RR
Florida(1/23/2019)
RR
Nevada(6/6/2019)
RR
New Jersey(1/11/2024)
RR
Ohio(12/20/2018)
RR
Pennsylvania(6/21/2021)
RR
Texas(7/6/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
