Leonard F. Martinez

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CRD#: 2010558

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Francis Martinez JR, who also goes by Leonard Francis Martinez, was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 1989. Leonard had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Leonard Francis Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2017 - December 31, 2017

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Woodstock, IL

Past

January 3, 2017 - December 31, 2017

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Fox Lake, IL

Past

June 1, 2009 - January 6, 2017

MORGAN STANLEY

RIA

CRD#: 149777

BARRINGTON, IL

Past

June 1, 2009 - January 6, 2017

MORGAN STANLEY

CRD#: 149777

BARRINGTON, IL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BARRINGTON, IL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BARRINGTON, IL

Past

March 4, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BARRINGTON, IL

Past

June 7, 1996 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BARRINGTON, IL

Past

January 14, 1992 - April 27, 1995

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

January 3, 1991 - February 6, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

December 14, 1989 - December 31, 1990

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/25/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/19/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/13/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/27/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leonard F. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CETERA FINANCIAL SPECIALISTS LLC

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/1996

Series 63

Date: 8/22/1990

SIE

Date: 12/31/2017

Series 3

Date: 6/25/1996

Series 7

Date: 7/19/1990

Series 6

Date: 12/13/1989

Series 8

Date: 4/27/1998

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

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