Susan M. Munson
Professional summary
Susan Marie Munson, CFP®, who also goes by Susan Gereau, Susan Marie Miller, Susan Munson, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1989. Susan has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Marie Munson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2023 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017October 15, 2019 - June 30, 2023
CANTOR FITZGERALD & CO.
August 9, 2017 - September 18, 2019
GOVERNMENT PORTFOLIO ADVISORS LLC
October 8, 2013 - July 14, 2017
CHARLES FISH INVESTMENTS, INC.
September 5, 2008 - August 9, 2016
FHN FINANCIAL MAIN STREET ADVISORS, LLC
April 9, 2007 - February 27, 2008
CREDIT SUISSE SECURITIES (USA) LLC
April 9, 2007 - February 27, 2008
CREDIT SUISSE SECURITIES (USA) LLC
January 13, 1994 - January 30, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 1994 - January 30, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1992 - December 17, 1993
VANGUARD CAPITAL
May 7, 1992 - September 30, 1992
BARRINGTON TRADING COMPANY
November 21, 1989 - May 16, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2023)
(3/19/2025)
(9/14/2023)
(7/31/2023)
(3/20/2025)
(7/24/2025)
Exams
Series 7TO
Date: 10/15/2019
General Securities Representative ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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