Philip Edward Leopold
CFP®, ChFC®Professional Summary
Philip Edward Leopold, CFP®, ChFC® is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Alexandria, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Alexandria, Virginia. Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Philip has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Insurance Planning
- Comprehensive Financial Planning
- Investment Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST COMMAND ADVISORY SERVICES
Contact Information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387Phone Number
(817) 731-8621# of Employees
1,787SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
113,591AUM (Assets Under Management)
$24,429,418,155Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
State Registrations and Notice Filings
(8/18/2022)
(8/18/2022)
(8/18/2022)
(5/12/2026)
(3/3/2008)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(7/13/2001)
(1/2/2013)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(5/15/2024)
(8/26/2025)
(8/18/2022)
(1/12/2005)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(8/18/2022)
(2/12/2019)
(8/18/2022)
(8/18/2022)
(8/19/2022)
(8/18/2022)
(8/18/2022)
(2/15/2012)
(8/18/2022)
(8/18/2022)
(8/13/2007)
(12/15/2015)
(8/18/2022)
(8/18/2022)
(8/20/1999)
(12/15/2015)
(8/18/2022)
(8/18/2022)
(9/25/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1990About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1999About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Philip Edward Leopold's CRS (Customer Relationship Summary).
Services Offered by Philip
- Retirement Planning
- Insurance Planning
- Comprehensive Financial Planning
- Investment Planning
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