Michael G. Dickey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Dickey, who also goes by Mike G Dickey, Mike Dickey, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2015 - July 9, 2015
DOMINION PORTFOLIO MANAGEMENT, INC.
March 27, 2014 - July 6, 2015
DOMINION INVESTOR SERVICES, INC.
August 3, 2009 - March 21, 2014
FOOTHILL SECURITIES, INC.
May 23, 2007 - July 30, 2015
SUMMIT WEALTH RESOURCES, INC
April 29, 2004 - March 21, 2014
CUE FINANCIAL GROUP, INC.
July 21, 2003 - August 3, 2009
CUE FINANCIAL GROUP, INC.
October 15, 1997 - July 9, 2003
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
October 6, 1997 - July 9, 2003
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 14, 1994 - February 1, 1994
OSAIC FA, INC.
January 14, 1994 - August 18, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 3, 1993 - April 30, 1996
SECURITIES AMERICA, INC.
November 30, 1989 - May 3, 1993
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
DOMINION PORTFOLIO MANAGEMENT, INC.
CRD#: 106918 / SEC#: 801-115280
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMINION PORTFOLIO MANAGEMENT, INC.
CRD#: 106918 / SEC#: 801-115280
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 261,299,355 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
