Frank J. Santore
Professional summary
Frank James Santore is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1989. Frank has worked at 7 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank James Santore's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2016 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174September 21, 2007 - November 8, 2016
ABEL/NOSER CORP.
April 30, 2007 - October 19, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
March 27, 2007 - May 17, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
April 1, 2002 - December 19, 2006
COWEN EXECUTION SERVICES LLC
January 10, 2001 - April 1, 2002
AUTRANET, LLC
November 21, 1989 - February 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2016)
(10/22/2016)
(1/30/2017)
(1/19/2017)
(12/8/2016)
(2/7/2017)
(1/5/2017)
(10/28/2016)
(2/2/2017)
(11/9/2016)
(8/16/2017)
(10/22/2016)
(10/24/2016)
(10/22/2016)
(12/8/2016)
(10/22/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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