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Gordon Kelly Allen Jr

CRD# 2007707·Registered 1989 - 2000
Barred: Gordon Kelly Allen JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Gordon Kelly Allen JR, who also goes by Gordon Kelly Jr Allen, was a registered financial advisor. Gordon was a previously registered financial professional and started their career in finance 1989 - 2000. Gordon had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gordon Kelly Jr Allen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

G2 INVESTMENTS, INC.·CRD# 45799
BD
Nashville, TN
February 10, 1999 - June 2, 2000
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
April 1, 1992 - October 29, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 20, 1989 - January 17, 1991

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Current Firm

GI
G2 INVESTMENTS, INC.

CONQUEST INVESTMENTS, INC. | G2 INVESTMENTS, INC.

CRD#: 45799 / SEC#: 8-51223
BD
Terminated by SEC on 06/17/2000

Contact Information

Established

Tennessee since 12/23/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLEN, GORDON KELLY JRSECRETARY/DIRECTOR2007707
GEIBEL, JON FREDRICPRESIDENT/DIRECTOR2561859

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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