David D. Koohy
Professional summary
David Daniel Koohy, who also goes by Dave Koohy, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Middletown, Rhode Island.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Daniel Koohy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2018 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 575 East Main Road Unit 3, Middletown, RI 02842June 21, 2017 - December 13, 2017
AMERITAS INVESTMENT COMPANY, LLC
February 16, 2007 - June 21, 2017
CCF INVESTMENTS, INC.
April 7, 2006 - August 28, 2006
FORTUNE FINANCIAL SERVICES, INC.
January 2, 2004 - April 4, 2006
CAPITOL SECURITIES MANAGEMENT, INC.
February 23, 2000 - December 31, 2003
TIER ONE PARTNERS, INC.
April 27, 1990 - June 24, 1999
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2018)
(2/6/2018)
(2/6/2018)
(8/20/2018)
(1/3/2019)
(2/6/2018)
(2/6/2018)
(1/17/2020)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Middletown, RI 02842TRUST BUT VERIFY
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