Christopher S. Bleuel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Stephen Bleuel, who also goes by Chris Bleuel, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1990. Christopher had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 55, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2018 - September 15, 2025
INTELLIGENT CROSS LLC
June 8, 2011 - November 12, 2012
UBS SECURITIES LLC
May 11, 2010 - March 18, 2011
BARCLAYS CAPITAL INC.
January 8, 2010 - April 30, 2010
MLV & CO. LLC
April 16, 2007 - March 27, 2008
MORGAN STANLEY & CO. LLC
April 4, 2001 - October 16, 2006
AMARANTH SECURITIES L.L.C.
April 3, 2001 - October 16, 2003
PALOMA SECURITIES L.L.C.
July 19, 1993 - March 2, 2001
ACCESS SECURITIES, LLC
February 26, 1990 - July 14, 1993
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
INTELLIGENT CROSS LLC
CRD#: 288946 / SEC#: , 8-69970
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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