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Christopher Stephen Bleuel

CRD# 2006430·Registered 1990 - 2025
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Stephen Bleuel, who also goes by Chris Bleuel, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1990 - 2025. Christopher had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 55, Series 24, Series 4, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Bleuel

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

INTELLIGENT CROSS LLC·CRD# 288946
BD
Stamford, CT
June 14, 2018 - September 15, 2025
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 8, 2011 - November 12, 2012
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
May 11, 2010 - March 18, 2011
MLV & CO. LLC·CRD# 150959
BD
New York, NY
January 8, 2010 - April 30, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 16, 2007 - March 27, 2008
AMARANTH SECURITIES L.L.C.·CRD# 42887
BD
Greenwich, CT
April 4, 2001 - October 16, 2006
PALOMA SECURITIES L.L.C.·CRD# 24234
BD
Greenwich, CT
April 3, 2001 - October 16, 2003
ACCESS SECURITIES, LLC·CRD# 22455
BD
New Canaan, CT
July 19, 1993 - March 2, 2001
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
February 26, 1990 - July 14, 1993

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Current Firm

IC
INTELLIGENT CROSS LLC

INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC

CRD#: 288946 / SEC#: 8-69970
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Mailing Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Phone Number

(212) 621-9640

Established

Delaware since 11/16/2016

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
IMPERATIVE EXECUTION INC.SOLE MEMBER—
CROSS, ANNAFINANCIAL AND OPERATIONS PRINCIPAL5894013
KURSMAN, SCOTT CHARLESCHIEF COMPLIANCE OFFICER2590327
PALAZZO, JOHN MICHAELCEO, CO-COO1362228
PENA, PETER JONATHANHEAD OF TRADING OPERATIONS6847261

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1990About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2018About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 2010About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 1999

Series 24 — General Securities Principal Examination

Passed Sep 2018About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2009About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jul 2007About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2007About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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