Orville L. Elrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Orville Lee Elrick JR, who also goes by O. Lee Elrick Jr., Orville Lee Elrick, was a registered financial advisor .
Orville is a previously registered financial advisor and started their career in finance in 1973. Orville had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2012 - December 31, 2014
CAREY, THOMAS, HOOVER & BREAULT ADVISORS
August 17, 2012 - December 31, 2014
CAREY, THOMAS, HOOVER, & BREAULT, INC.
July 10, 2012 - August 16, 2012
L.M. KOHN & COMPANY
June 26, 2012 - August 16, 2012
L.M. KOHN & COMPANY
May 12, 1998 - May 11, 2012
EAGLE STRATEGIES LLC
October 13, 1982 - May 11, 2012
NYLIFE SECURITIES LLC
July 9, 1973 - November 27, 1979
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/3/1973
Registered Representative ExaminationCurrent Firm
CAREY, THOMAS, HOOVER & BREAULT ADVISORS
CRD#: 155330 / SEC#: 801-71905
Contact information
Red Flags
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